Securities & Investments: Important Information

Click here to continue

Donald L. Like offers securities products and investment advisory services through Capital Analysts Incorporated, Member FINRA/SIPC, a registered broker-dealer. L/B/W and CAI are independent, non-affiliated entities. In this regard, this communication is strictly intended for individuals residing in the states of Arizona, California, Colorado, Florida, Illinois and Nevada. No offers may be made or accepted from any resident outside the specific states referenced.

IMPORTANT CONSUMER INFORMATION:

A broker-dealer "BD", investment adviser "IA, a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA. Follow-up, Individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusions.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Click here to continue